Persona (1966) is one of the landmarks of art cinema and also of director Ingmar Bergman’s career. Art cinema has been considered a way of making films in which the conventions of Hollywood are often disregarded. The three principle characteristics of art cinema as defined by David Bordwell in his essay The Art Cinema as a Mode of Film Practice are realism, authorship and ambiguity. In this essay it is ambiguity that is the focus, specifically how Bergman uses it in the film Persona. Ambiguity is when events or behaviour are not explained clearly in a film, when there are many possible interpretations or no answers at all. It is usually related to causality, temporality or spatiality. Ambiguity tells us that life is complex, and that there are no easy explanations for peoples’ behaviour.
Persona follows Alma, a nurse who cares for an actress, Elisabet. Elisabet appears to have had a mental breakdown and is mute by choice, for reasons which are never fully explained, though it is perhaps related to the recurring theme of ‘the silence of God’ in Bergman films; her reaction to the horrors of the world may have triggered it. This detail and many other scenes throughout the film are kept largely ambiguous; we are constantly unsure of what is happening and as viewers we are trying to work out what is going on.
Persona is a minimalist film, using very sparse settings, props and characters. The film has only five characters, only two of whom appear onscreen for more than a few minutes, and of whom only one has more than a few lines of dialogue. Most scenes also have blank or very plain backgrounds, and the only props shown are ones that are used onscreen. The two central women spend their time isolated in a summer house by the beach. This minimalistic structure allows this relatively simple tale to seem like the only important thing that is going on. It is the absolute centre of our attention, there are no minor or sub plotlines, nothing extraneous to distract us from these two characters and their interactions.
The film is also quite realistic, though not necessarily in the way classic Hollywood films are. It is the characters that are realistic, in that they are psychologically driven and not goal-orientated; their inner feelings can be unclear to us, but their actions and reactions to events are psychologically realistic. The realism is thus primarily focused on the characters rather than the narrative or plot. The film also has a clear sense of authorship, with characterisation so typical of Bergman that it’s instantly recognisable, the women with a strong sense of sexuality, and frequent discussions of morality and loneliness.
Persona makes heavy usage of ambiguity to engage the viewer with analysing the onscreen events. This is exemplified in a scene that takes place in the second half of the film, where Alma is awoken by Elisabet’s husband, Mr Vogler, shouting from outside the summer house. In this scene Mr Vogler mistakes Alma for his wife, Elisabet, and while Alma at first corrects him, she then accepts her role as his wife and they make love, in front of Elisabet. There are two key points of ambiguity here. First there is a causal ambiguity: why does Mr Vogler mistake Alma for Elisabet in the first place? And why does Alma go along with it? There is no logical explanation for these actions. Is it really happening, or is it a dream or imagined? If it is a dream, whose dream is it, Alma’s or Elisabet’s? There is also a temporal ambiguity; from the point when Alma agrees to be Mr Vogler’s wife to when we see them in bed together, how much time has passed? We cannot tell if it has been a few minutes or possibly several days. No clues are given as to how much time has elapsed, as the scenes simply crossfade and resume, and we cannot see daylight or the characters’ clothes easily. In a Hollywood film there would be many clues which would give us a sense of time. There would be establishing shots, perhaps a shot of daylight changing, or a calendar flipping forwards. There would be a conventional explanation of why Mr Vogler makes love to Alma. This ignoring of Hollywood norms is very typical of art cinema.
In Bordwell’s essay he writes that when confronted with such ambiguity we will seek out explanations, either ones of realism, or ones of authorship. Is it the ambiguity caused by the character deliberately lying or dissimulating, or by the inevitably subjective nature of life, or is it perhaps the director trying to say something to us? With the case of Mr Vogler mistaking Alma for Elisabet there is no clear answer as to why he does this. Is it perhaps that he does not recognise his wife’s face very well, or that he has spent such a long time apart from her that he has forgotten what she looks like? But then why would he ignore Alma’s cries that she is not his wife, especially when his actual wife stands right next to them? Perhaps it is something to do with Elisabet’s silence and Alma having to talk for both of them, Alma’s personality has absorbed Elisabet’s into itself.
Is there an ambiguity around identity between the two characters? Their physical and internal selves (their ‘persona’ or masks) seem to shift and merge into one, most prominently near the end where Alma appears dressed exactly the same as Elisabet. Alma then tells Elisabet the story of Elisabet’s pregnancy, a story in such detail it is impossible to believe it would be in Elisabet’s medical file, so how does Alma know all this? This is all shown through long takes and close-ups that only show Elisabet and her reactions to the story. The scene then is repeated, almost verbatim, but this time the camera looks at Alma instead of Elisabet. This repetition is important as it invites the viewer to try and spot any differences between versions. It also allows us to focus in full on each character’s emotional state as the story is told. Alma is quite calm, almost taunting Elisabet with the story, and Elisabet is very distressed and upset to hear it. There is more possible ambiguity regarding identity and their reactions to the story here. Are either Alma or Elisabet sure who is who? Alma is telling Elisabet her story, yet it is Elisabet who is reacting with more surprise. If this is the case it may emphasise how the characters are interchangeable, emphasising the subjective reality of this film. To go further, is the audience sure who is who? This might reflect on the nature of subjectivity, the extent to which one can empathise with a character. The repetition here is another example of ambiguity; we can assume that it does not actually happen twice as this would be illogical. However, we are again not given any clues to prove this to ourselves, we simply have to piece together that this is only repeating for dramatic effect, and should not be taken as factual causality and temporality. As Alma reaches the end of the story the second time, the camera moves to a close-up showing just her face. Just after Alma finishes the story half of her face is replaced with the face of Elisabet, before returning to being only Alma’s face. Alma now repeatedly states that she is not like Elisabet, then says ‘I am not Elisabet Vogler, you are Elisabet Vogler!’ Perhaps Alma is being fearful of their similarities, which are not minor. They both have a past they are ashamed of and they also look quite similar. Alma is afraid of the possibility of their merging identities, and wishes to refute it now that she can see it happening. She seems to be successful, as in the next scene she has returned to her nurse’s uniform, which she hasn’t worn since the two women left the hospital at the beginning of the film.
Whatever the answer to these mysteries is, we cannot truly know, we can only speculate. As to why Alma goes along with it, there may be more plausible explanations; perhaps Alma wanted revenge for being hurt by Elisabet’s letter, the one Alma opened and discovered that Elisabet felt she was studying Alma, and also divulged some of Alma’s secrets. Or possibly Alma is just of weak character and decided to go with it anyway. The most obvious explanation for this scene is that it has been imagined, but who is imagining it, and why? The film does not give the viewer sufficient information to judge whether what is happening is real or not. Though the events would make it seem obviously not real, the scene is presented in such a way that it is indistinguishable from any other scene in the film in terms of using markers such as focus or mise-en-scène that typically denote reality.
This presentation of something that breaks our usual perception of the real calls into question what we have seen before; can we really trust anything as being ‘real’? In an earlier scene the two of them stay up late at night, with Alma talking to Elisabet constantly. There is also a moment in this scene foreshadowing the future, where Alma says to Elisabet that she thinks they are alike in many ways. Alma goes on to say that she thinks she could turn herself into Elisabet if she really tried, but how easy it would be for Elisabet to turn herself into Alma. After a while Alma puts her head down on the table and Elisabet speaks for the first time, telling Alma that she should go to bed. The scene then cuts to Alma in her bedroom and Elisabet walks in and the two embrace. The next day Alma asks Elisabet if she spoke last night, and she says no; she asks if she was in her room last night, and she says no.
Are we perhaps seeing this from the subjective viewpoint of Alma? In Bordwell’s essay he writes:
In the classic detective tale, however, the puzzle is one of story: who did it? How? Why? In the art cinema, the puzzle is one of plot: who is telling this story? How is this story being told? Why is this story being told this way?
The answers to these questions for Persona are very tricky ones. When the film transitions from the hospital to the summer house there is a male narrator explaining to us that they have moved location, telling us how much the two are enjoying themselves here. This narrator never returns, and is not a character present in the film. The very fact that there is a non-diegetic narrator leads us to believe that this story is being told objectively. However, this is clearly not the case when we factor in Elisabet’s husband mistaking Alma for his wife, and other such dreamlike or surreal scenes. In the traditional Hollywood film the narrator’s purpose is to clarify and make sense of the story, to give it a viewpoint. Another purpose for a narrator is to bridge scenes together in terms of spatiality or temporality, which is the only thing the narrator in Persona seems to do. However, this narrator is only in one scene where spatiality and temporality are not issues (an onscreen character has recently explained to us that this is what the two characters will do), and then is not present in any other scenes where spatiality and temporality are quite large issues. The presence of this narrator then adds another level of ambiguity: why is he there at all, what purpose does he serve? He is present when we don’t need him, and then not present when we need him most.
The film also has moments of breaking the fourth wall which allude to spatial ambiguity as to their relation with the rest of the film. One example of this is the introductory sequence which involves rapid flashes of images, before cutting to show a boy who reaches out towards the blurry face of a woman. Around half way through the film there is another sequence like this where the film seems to tear itself apart, and then resumes in a blurry shot of Elisabet moving about. Finally, moments before the end of the film, there is a shot that shows the film crew, and then shows the same boy from the beginning, again reaching out to a blurry face, before the final shot of a cigarette being lit. These shots can be treated as non-diegetic in terms of the narrative, but are important to one of the purposes of the film: Bergman wants us to be aware that we are watching a film, to draw attention to this. This realisation is unsettling, and causes us to raise questions about perspective and identification. If we are seeing this story from the subjective viewpoint of a damaged mind, how can we be sure of anything we see? Or does the story shift view points, from one character’s to another? If this were the case it would be even harder to work out the objective story of the film, due to constant shifts in perspective the film offers.
In classic Hollywood cinema the purpose is to tell a story, and to do this you want to ensure your audience understands what is going on. Thus ambiguity is something that Hollywood strives to avoid, whereas in art cinema it can be a major objective to create this ambiguity. The telling of a story is of relatively little importance; instead the film opens up a space for multiple interpretations of what is going on. The use of ambiguity allows Bergman to force the viewer to analyse the story and piece together what they understand from it for themselves. This is in contrast to Hollywood, where the story is supposed to be clear and concise. By forcing us to try and understand the story for ourselves we gain a better understanding of the characters and the purpose of the film. We engage with it more by thinking about it, rather than merely absorbing information. This moves film from being just entertainment, a formulaic package conforming to certain expectations of narrative arc and stereotyped two-dimensional characters, to one inviting its audience to deeper reflections on how we make meaning and sense of the world, and how we develop as individuals: positioning the audience as co-creator of the film’s meaning and significance.
Bibliography
David Bordwell, “The Art Cinema as a Mode of Film Practice,” in Film Theory and Criticism, sixth edition, ed. Leo Braudy and Marshall Cohen, (New York, Oxford: Oxford University Press, 2004), 774-782
Final Mark: 75%, 1st
Final Mark: 75%, 1st